System Safety Analysis: Fault Trees and FMEA practice questions for the ASP exam

ASP11 Domain 2: Safety Programs and Concepts (2.3 Hazard and risk analysis methods (FMEA, fault tree); 1.12 Probability of failure). 3 free questions below. Every answer quotes and links the regulation paragraph it rests on.

Question 1

A safety engineer is building a fault tree for the top event 'press operator's hand enters the point of operation during a cycle.' A colleague asks her to add every other way the press could fail, including hydraulic leaks, motor overheating and a worn clutch lining, so the tree 'covers all system failures.' She declines. What is the best justification for declining?

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Answer: B. A fault tree is tailored to one particular failure mode and includes only the faults that contribute to that top event.

The standard says a fault tree is not a model of all possible system failures or causes; it is tailored to its top event and includes only the faults that contribute to it. The distractors are wrong because human errors are valid fault events, and a fault tree is a qualitative model that can be evaluated quantitatively.

“It is important to understand that a fault tree is not a model of all possible system failures or all possible causes for system failure. A fault tree is tailored to its top event which corresponds to some particular system failure mode, and the fault tree thus includes only those faults that contribute to this top event.”
Question 2

A safety analyst is building a fault tree for a conveyor line's emergency-stop system. She has chosen "E-stop fails to halt the conveyor" as the top event. For the next level of the tree, a junior colleague proposes listing the root causes he suspects, such as corrosion on the relay contacts, operator inattention during training, and a supplier's lapse in quality control. Which response best reflects the correct fault tree method?

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Answer: A. Replace the list with the immediate, necessary, and sufficient causes of the top event, then treat each as a sub-top event and develop it further

The method calls for the immediate, necessary, and sufficient causes of the top event, not its basic causes, and each of these then becomes a sub-top event. Jumping straight to root causes skips levels and violates the "immediate cause" concept. Quality-control and environmental effects often lie beneath the system tree's limit of resolution.

“He next determines the immediate, necessary, and sufficient causes for the occurrence of this top event. It should be noted that these are not the basic causes of the event but the immediate causes or immediate mechanisms for the event.”
Question 3

A safety analyst is building a fault tree for a cooling system. One team member proposes classifying components for the analysis. The system includes a motor-driven pump, a solenoid valve that opens and closes to modify flow, a steel support bracket that only carries the pipe load, and a welded pipe section. Which classification of these items is consistent with the handbook's definitions?

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Answer: D. Pump and solenoid valve are active; support bracket and welded pipe are passive

Components that modify system behavior dynamically (pumps, valves) are active, while those that merely transmit energy or loads (pipes, welds, structural members) are passive. The distractor treating the pipe as active confuses carrying fluid with modifying system behavior.

“An active component contributes in a more dynamic manner to the functioning of its parent system by modifying system behavior in some way.”
17 more system safety analysis: fault trees and fmea questions in the full bank

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